Seth H. Meyer - 05 Dec 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Financial Officer
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer
Issuer symbol: HTGC
Transactions as of: 05 Dec 2024
Net transactions value: +$2,496
Form type: 4
Filing time: 09 Dec 2024, 20:42:31 UTC
Previous filing: 15 Oct 2024
Next filing: 13 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$2,496	+132	+0.04%	$18.91	334,572	05 Dec 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HTGC	Restricted Stock Units	Award	$0	+10,576	+40%	$0.000000	37,264	05 Dec 2024	Common Stock	10,576		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.
F2	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3	The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.