Seth H. Meyer - Dec 5, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Financial Officer
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer
Stock symbol: HTGC
Transactions as of: Dec 5, 2024
Transactions value $: $2,496
Form type: 4
Date filed: 12/9/2024, 08:42 PM
Previous filing: Oct 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$2.5K	+132	+0.04%	$18.91	335K	Dec 5, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HTGC	Restricted Stock Units	Award	$0	+10.6K	+39.63%	$0.00	37.3K	Dec 5, 2024	Common Stock	10.6K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.
F2	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3	The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.