Jill Hazelbaker - 16 Apr 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Apr 2024
Net transactions value
-$548,414
Form type
4
Filing time
18 Apr 2024, 19:27:01 UTC
Previous filing
19 Mar 2024
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,493 +1.1% 138,229 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,546 +1.8% 140,775 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +1.9% 143,464 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.2% 145,162 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +3.2% 149,832 16 Apr 2024 Direct F1
transaction UBER Common Stock Tax liability $55,449 -748 -0.5% $74.13 149,084 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $102,818 -1,387 -0.93% $74.13 147,697 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $114,086 -1,539 -1% $74.13 146,158 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $73,315 -989 -0.68% $74.13 145,169 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $202,746 -2,735 -1.9% $74.13 142,434 16 Apr 2024 Direct F2
holding UBER Common Stock 9,002 16 Apr 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,493 -2.1% $0.000000 70,181 16 Apr 2024 Common Stock 1,493 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,546 -2.8% $0.000000 89,130 16 Apr 2024 Common Stock 2,546 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -4.2% $0.000000 61,839 16 Apr 2024 Common Stock 2,689 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -8.3% $0.000000 18,679 16 Apr 2024 Common Stock 1,698 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -25% $0.000000 14,009 16 Apr 2024 Common Stock 4,670 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs