Jill Hazelbaker - Mar 16, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Stock symbol
UBER
Transactions as of
Mar 16, 2024
Transactions value $
-$2,781,423
Form type
4
Date filed
3/19/2024, 08:35 PM
Previous filing
Mar 5, 2024
Next filing
Apr 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +48.7K +44.02% 159K Mar 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +4.67K +2.93% 164K Mar 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.69K +1.64% 167K Mar 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.55K +1.53% 169K Mar 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.44K +1.44% 172K Mar 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +1.7K +0.99% 173K Mar 16, 2024 Direct F1
transaction UBER Common Stock Tax liability -$2.16M -28.4K -16.41% $76.07 145K Mar 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$209K -2.74K -1.89% $76.07 142K Mar 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$118K -1.55K -1.09% $76.07 141K Mar 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$109K -1.44K -1.02% $76.07 139K Mar 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$106K -1.4K -1% $76.07 138K Mar 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$75.5K -993 -0.72% $76.07 137K Mar 16, 2024 Direct F2
holding UBER Common Stock 9K Mar 16, 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2.55K -2.7% $0.00 91.7K Mar 16, 2024 Common Stock 2.55K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2.69K -4% $0.00 64.5K Mar 16, 2024 Common Stock 2.69K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -48.7K -100% $0.00* 0 Mar 16, 2024 Common Stock 48.7K Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1.7K -7.69% $0.00 20.4K Mar 16, 2024 Common Stock 1.7K Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -4.67K -20% $0.00 18.7K Mar 16, 2024 Common Stock 4.67K Direct F1, F8
transaction UBER Restricted Stock Units Options Exercise $0 -2.44K -100% $0.00* 0 Mar 16, 2024 Common Stock 2.44K Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 Consists of 48,679 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs