Jill Hazelbaker - 16 Mar 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Mar 2024
Net transactions value
-$2,781,423
Form type
4
Filing time
19 Mar 2024, 20:35:14 UTC
Previous filing
05 Mar 2024
Next filing
18 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +48,679 +44% 159,258 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +2.9% 163,928 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +1.6% 166,617 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,547 +1.5% 169,164 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.4% 171,602 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +0.99% 173,300 16 Mar 2024 Direct F1
transaction UBER Common Stock Tax liability $2,163,887 -28,446 -16% $76.07 144,854 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $208,736 -2,744 -1.9% $76.07 142,110 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $117,680 -1,547 -1.1% $76.07 140,563 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $109,313 -1,437 -1% $76.07 139,126 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $106,270 -1,397 -1% $76.07 137,729 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $75,538 -993 -0.72% $76.07 136,736 16 Mar 2024 Direct F2
holding UBER Common Stock 9,002 16 Mar 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,547 -2.7% $0.000000 91,676 16 Mar 2024 Common Stock 2,547 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -4% $0.000000 64,528 16 Mar 2024 Common Stock 2,689 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -48,679 -100% $0.000000* 0 16 Mar 2024 Common Stock 48,679 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -7.7% $0.000000 20,377 16 Mar 2024 Common Stock 1,698 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -20% $0.000000 18,679 16 Mar 2024 Common Stock 4,670 Direct F1, F8
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -100% $0.000000* 0 16 Mar 2024 Common Stock 2,438 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 Consists of 48,679 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs