Jill Hazelbaker - 16 May 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 May 2024
Net transactions value
-$486,788
Form type
4
Filing time
20 May 2024, 20:39:25 UTC
Previous filing
18 Apr 2024
Next filing
18 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,493 +1% 143,927 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,547 +1.8% 146,474 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,688 +1.8% 149,162 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.1% 150,860 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +3.1% 155,530 16 May 2024 Direct F1
transaction UBER Common Stock Tax liability $49,405 -748 -0.48% $66.05 154,782 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $91,149 -1,380 -0.89% $66.05 153,402 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $101,123 -1,531 -1% $66.05 151,871 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $65,059 -985 -0.65% $66.05 150,886 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $180,052 -2,726 -1.8% $66.05 148,160 16 May 2024 Direct F2
holding UBER Common Stock 9,002 16 May 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,493 -2.1% $0.000000 68,688 16 May 2024 Common Stock 1,493 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,547 -2.9% $0.000000 86,583 16 May 2024 Common Stock 2,547 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,688 -4.3% $0.000000 59,151 16 May 2024 Common Stock 2,688 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -9.1% $0.000000 16,981 16 May 2024 Common Stock 1,698 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -33% $0.000000 9,339 16 May 2024 Common Stock 4,670 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs