Kiersten Zaza Botelho - 09 Jan 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: General Counsel & CCO
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol: HTGC
Transactions as of: 09 Jan 2024
Net transactions value: +$449,999
Form type: 4
Filing time: 10 Jan 2024, 16:44:57 UTC
Previous filing: 11 Dec 2023
Next filing: 12 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$449,999	+25,862	+96%	$17.40	52,842	09 Jan 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.