Kiersten Zaza Botelho - Dec 7, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
General Counsel & CCO
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Botelho Kiersten Zaza
Stock symbol
HTGC
Transactions as of
Dec 7, 2023
Transactions value $
$0
Form type
4
Date filed
12/11/2023, 05:30 PM
Previous filing
Oct 12, 2023
Next filing
Jan 10, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTGC Restricted Stock Units Award $0 +9.79K +287.29% $0.00 13.2K Dec 7, 2023 Common Stock 9.79K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.