Jill Hazelbaker - 16 Dec 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Dec 2023
Net transactions value
-$509,541
Form type
4
Filing time
19 Dec 2023, 21:40:11 UTC
Previous filing
20 Nov 2023
Next filing
18 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,546 +2.2% 117,309 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +2.3% 119,998 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.4% 121,696 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +3.8% 126,366 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,437 +1.9% 128,803 16 Dec 2023 Direct F1
transaction UBER Common Stock Tax liability $89,697 -1,450 -1.1% $61.86 127,353 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $97,430 -1,575 -1.2% $61.86 125,778 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $62,169 -1,005 -0.8% $61.86 124,773 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $171,538 -2,773 -2.2% $61.86 122,000 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $88,707 -1,434 -1.2% $61.86 120,566 16 Dec 2023 Direct F2
holding UBER Common Stock 7,702 16 Dec 2023 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,546 -2.5% $0.000000 99,316 16 Dec 2023 Common Stock 2,546 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -3.6% $0.000000 72,564 16 Dec 2023 Common Stock 2,689 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -6.2% $0.000000 25,471 16 Dec 2023 Common Stock 1,698 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -13% $0.000000 32,688 16 Dec 2023 Common Stock 4,670 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,437 -25% $0.000000 7,313 16 Dec 2023 Common Stock 2,437 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2023.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs