Jill Hazelbaker - 16 Jan 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Jan 2024
Net transactions value
-$465,791
Form type
4
Filing time
18 Jan 2024, 20:42:34 UTC
Previous filing
19 Dec 2023
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,547 +2.1% 123,113 16 Jan 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +2.2% 125,802 16 Jan 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.3% 127,500 16 Jan 2024 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +3.7% 132,170 16 Jan 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.8% 134,608 16 Jan 2024 Direct F1
transaction UBER Common Stock Tax liability $78,990 -1,241 -0.92% $63.65 133,367 16 Jan 2024 Direct F2
transaction UBER Common Stock Tax liability $87,582 -1,376 -1% $63.65 131,991 16 Jan 2024 Direct F2
transaction UBER Common Stock Tax liability $56,139 -882 -0.67% $63.65 131,109 16 Jan 2024 Direct F2
transaction UBER Common Stock Tax liability $154,924 -2,434 -1.9% $63.65 128,675 16 Jan 2024 Direct F2
transaction UBER Common Stock Tax liability $88,155 -1,385 -1.1% $63.65 127,290 16 Jan 2024 Direct F2
holding UBER Common Stock 7,702 16 Jan 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,547 -2.6% $0.000000 96,769 16 Jan 2024 Common Stock 2,547 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -3.7% $0.000000 69,905 16 Jan 2024 Common Stock 2,689 Direct F1, F5, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -6.7% $0.000000 23,773 16 Jan 2024 Common Stock 1,698 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -14% $0.000000 28,018 16 Jan 2024 Common Stock 4,670 Direct F1, F8
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -33% $0.000000 4,875 16 Jan 2024 Common Stock 2,438 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The Form 4 filed on December 19, 2023 inadvertently reported that the reporting person beneficially owned 72,564 derivative securities as of December 16, 2023, instead of 72,594. As of January 16, 2024, the reporting person beneficially owned 69,905 derivative securities.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs