Jill Hazelbaker - 16 Nov 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Nov 2023
Net transactions value
-$450,979
Form type
4
Filing time
20 Nov 2023, 21:06:15 UTC
Previous filing
16 Nov 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,547 +2.3% 111,556 16 Nov 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,688 +2.4% 114,244 16 Nov 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.5% 115,942 16 Nov 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +4% 120,612 16 Nov 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +2% 123,050 16 Nov 2023 Direct F1
transaction UBER Common Stock Tax liability $79,236 -1,456 -1.2% $54.42 121,594 16 Nov 2023 Direct F2
transaction UBER Common Stock Tax liability $86,256 -1,585 -1.3% $54.42 120,009 16 Nov 2023 Direct F2
transaction UBER Common Stock Tax liability $54,964 -1,010 -0.84% $54.42 118,999 16 Nov 2023 Direct F2
transaction UBER Common Stock Tax liability $151,505 -2,784 -2.3% $54.42 116,215 16 Nov 2023 Direct F2
transaction UBER Common Stock Tax liability $79,018 -1,452 -1.2% $54.42 114,763 16 Nov 2023 Direct F2
holding UBER Common Stock 7,702 16 Nov 2023 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,547 -2.4% $0.000000 101,862 16 Nov 2023 Common Stock 2,547 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,688 -3.4% $0.000000 75,253 16 Nov 2023 Common Stock 2,688 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -5.9% $0.000000 27,169 16 Nov 2023 Common Stock 1,698 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -11% $0.000000 37,358 16 Nov 2023 Common Stock 4,670 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -20% $0.000000 9,750 16 Nov 2023 Common Stock 2,438 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2023.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs