Gregory Becker - Nov 28, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Wei Sun, Attorney-in-Fact for Gregory Becker
Stock symbol
SIVB
Transactions as of
Nov 28, 2022
Transactions value $
-$43,816
Form type
4
Date filed
11/30/2022, 04:04 PM
Previous filing
May 5, 2022
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $12.1K +36 +0.04% $335.74 88K Jun 30, 2022 Revocable Trust F1
transaction SIVB Common Stock Tax liability -$37.6K -173 -0.2% $217.52 87.8K Nov 28, 2022 Revocable Trust F2
transaction SIVB Common Stock Tax liability -$18.3K -84 -0.1% $217.52 87.7K Nov 28, 2022 Revocable Trust F2
transaction SIVB Common Stock Options Exercise $0 +84 +0.1% $0.00 87.8K Nov 28, 2022 Revocable Trust
transaction SIVB Common Stock Options Exercise $0 +173 +0.2% $0.00 88K Nov 28, 2022 Revocable Trust
holding SIVB Common Stock 6.25K Nov 28, 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Tax liability $0 -84 -4.46% $0.00 1.8K Nov 28, 2022 Common Stock 84 Direct F4, F5
transaction SIVB Restricted Stock Unit Tax liability $0 -173 -4.46% $0.00 3.71K Nov 28, 2022 Common Stock 173 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F5 Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.