Gregory Becker - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Wei Sun, Attorney-in-Fact for Gregory Becker
Stock symbol
SIVB
Transactions as of
May 3, 2022
Transactions value $
-$152,761
Form type
4
Date filed
5/5/2022, 06:21 PM
Previous filing
May 4, 2022
Next filing
Nov 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Tax liability -$153K -298 -0.34% $512.62 87.3K May 3, 2022 Revocable Trust F1
transaction SIVB Common Stock Options Exercise +629 +0.72% 87.9K May 3, 2022 Revocable Trust F2
holding SIVB Common Stock 6.18K May 3, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -629 -25.02% $0.00 1.89K May 3, 2022 Common Stock 629 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 25%/4yr beginning on 03-May-2021.