GREGORY W. BECKER - 19 Jan 2023 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Issuer symbol
N/A
Transactions as of
19 Jan 2023
Net transactions value
$0
Form type
4
Filing time
20 Jan 2023, 16:51:28 UTC
Previous filing
30 Nov 2022
Next filing
02 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +8,128 +9.2% 96,101 19 Jan 2023 Revocable Trust F1, F2
holding SIVB Common Stock 6,315 19 Jan 2023 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -8,128 -100% $0.000000* 0 19 Jan 2023 Common Stock 8,128 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2023, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2023.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.