Jerry Schaffner - Nov 21, 2022 Form 4 Insider Report for Hilltop Holdings Inc. (HTH)

Role
PlainsCapital Bank Pres & CEO
Signature
/s/ JERRY SCHAFFNER
Stock symbol
HTH
Transactions as of
Nov 21, 2022
Transactions value $
-$37,892
Form type
4
Date filed
11/23/2022, 04:11 PM
Previous filing
Mar 1, 2022
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTH Common Stock Tax liability -$37.9K -1.3K -0.81% $29.17 159K Nov 21, 2022 Direct F1, F2
holding HTH Common Stock 1.46K Nov 21, 2022 By Wife F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on November 21, 2019.
F2 Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
F3 The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.