JERRY SCHAFFNER - 08 Feb 2023 Form 4 Insider Report for Hilltop Holdings Inc. (HTH)

Signature
/s/ JERRY SCHAFFNER
Issuer symbol
HTH
Transactions as of
08 Feb 2023
Net transactions value
$0
Form type
4
Filing time
10 Feb 2023, 17:24:53 UTC
Previous filing
23 Nov 2022
Next filing
22 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTH Common Stock Award $0 +7,308 +4.6% $0.000000 166,386 08 Feb 2023 Direct F1, F2
holding HTH Common Stock 1,459 08 Feb 2023 By Wife F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
F2 Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
F3 The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.