Jerry Schaffner - Feb 27, 2022 Form 4 Insider Report for Hilltop Holdings Inc. (HTH)

Signature
/s/ JERRY SCHAFFNER
Stock symbol
HTH
Transactions as of
Feb 27, 2022
Transactions value $
-$341,973
Form type
4
Date filed
3/1/2022, 05:27 PM
Previous filing
Feb 10, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTH Common Stock Tax liability -$220K -7.07K -4.63% $31.08 146K Feb 27, 2022 Direct F1, F2
transaction HTH Common Stock Tax liability -$122K -3.93K -2.7% $31.08 142K Feb 27, 2022 Direct F2, F3
transaction HTH Common Stock Award $0 +18.6K +13.11% $0.00 160K Feb 27, 2022 Direct F2, F4
holding HTH Common Stock 1.46K Feb 27, 2022 By Wife F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 27, 2019.
F2 Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
F3 Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 27, 2019.
F4 Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 27, 2019 in connection with the achievement of certain performance criteria.
F5 The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.