JERRY SCHAFFNER - 27 Feb 2022 Form 4 Insider Report for Hilltop Holdings Inc. (HTH)

Role
PlainsCapital Bank Pres & CEO
Signature
/s/ JERRY SCHAFFNER
Issuer symbol
HTH
Transactions as of
27 Feb 2022
Net transactions value
-$341,973
Form type
4
Filing time
01 Mar 2022, 17:27:48 UTC
Previous filing
10 Feb 2022
Next filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTH Common Stock Tax liability $219,829 -7,073 -4.6% $31.08 145,722 27 Feb 2022 Direct F1, F2
transaction HTH Common Stock Tax liability $122,144 -3,930 -2.7% $31.08 141,792 27 Feb 2022 Direct F2, F3
transaction HTH Common Stock Award $0 +18,585 +13% $0.000000 160,377 27 Feb 2022 Direct F2, F4
holding HTH Common Stock 1,459 27 Feb 2022 By Wife F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 27, 2019.
F2 Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
F3 Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 27, 2019.
F4 Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 27, 2019 in connection with the achievement of certain performance criteria.
F5 The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.