Fallon Thomas J - Aug 16, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
Aug 16, 2022
Transactions value $
$3,056
Form type
4
Date filed
8/18/2022, 04:03 PM
Previous filing
Aug 1, 2022
Next filing
Nov 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -5.5K -47.5% $0.00 6.07K Aug 16, 2022 Direct F1
transaction HTGC Common Stock Award $3.06K +202 +3.33% $15.13 6.28K Aug 16, 2022 Direct F2
transaction HTGC Common Stock Award $0 +5.5K +8.89% $0.00 67.3K Aug 16, 2022 By Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F3 Held by the Fallon Family Revocable Trust