Key facts
- This page summarizes Thomas J. Fallon's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Aug 2022, 16:43.
Thomas J. Fallon - 01 Aug 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- Director
- Issuer ticker
- HTGC
- Reported as of
- 01 Aug 2022
- Net transaction value
- +$69,996
- SEC form
- 4
- Accepted by SEC
- 01 Aug 2022, 16:43:31 UTC
- Prior SEC filing
- 26 May 2022
- Next SEC filing
- 18 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas J. Fallon filed Form 4 for Hercules Capital, Inc. (HTGC) on 01 Aug 2022.
Change
- Previous filing in this sequence was filed on 26 May 2022.
- Current net transaction value: +$69,996.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTGC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -230
- Change %
- -3.1%
- Price
- $0.000000
- Shares after
- 7,231
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
HTGC
transaction
Common Stock
Award
- Transaction value
- $69,996
- Shares
- +4,339
- Change %
- +60%
- Price
- $16.13
- Shares after
- 11,570
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
HTGC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +230
- Change %
- +0.37%
- Price
- $0.000000
- Shares after
- 61,834
- Date
- 01 Aug 2022
- Ownership
- By Trust
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
230 shares previously reported as directly owned are now being reported as indirectly owned.
Footnote F2
Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
Footnote F3
Held by the Fallon Family Revocable Trust