Karen Hon - 03 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role: Chief Accounting Officer
Signature: /s/Wei Sun, Attorney-in-Fact for Karen Hon
Issuer symbol: N/A
Transactions as of: 03 May 2022
Net transactions value: -$14,866
Form type: 4
Filing time: 05 May 2022, 19:41:59 UTC
Previous filing: 04 May 2022
Next filing: 08 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIVB	Common Stock	Options Exercise		+89	+2.5%		3,662	03 May 2022	Direct	F1
transaction	SIVB	Common Stock	Tax liability	$14,866	-29	-0.79%	$512.62	3,633	03 May 2022	Direct	F2
holding	SIVB	Common Stock						324	03 May 2022	By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SIVB	Restricted Stock Unit	Options Exercise	$0	-89	-25%	$0.000000	266	03 May 2022	Common Stock	89		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2	Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3	25%/4yr beginning on 03-May-2021.