Karen Hon - May 2, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Accounting Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Karen Hon
Stock symbol
SIVB
Transactions as of
May 2, 2022
Transactions value $
-$100,529
Form type
4
Date filed
5/4/2022, 08:59 PM
Previous filing
Jul 2, 2021
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +89 +2.78% 3.29K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +217 +6.6% 3.5K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +118 +3.37% 3.62K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +154 +4.25% 3.78K May 1, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$37.8K -76 -2.01% $497.67 3.7K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$26.9K -54 -1.46% $497.67 3.65K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$20.4K -41 -1.12% $497.67 3.6K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$15.4K -31 -0.86% $497.67 3.57K May 1, 2022 Direct F2
holding SIVB Common Stock 324 May 2, 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -118 -100% $0.00* 0 May 1, 2022 Common Stock 118 Direct F1, F4
transaction SIVB Restricted Stock Unit Options Exercise $0 -154 -50% $0.00 154 May 1, 2022 Common Stock 154 Direct F1, F5
transaction SIVB Restricted Stock Unit Options Exercise $0 -89 -50.28% $0.00 88 May 1, 2022 Common Stock 89 Direct F1, F5
transaction SIVB Restricted Stock Unit Options Exercise $0 -217 -33.38% $0.00 433 May 1, 2022 Common Stock 217 Direct F1, F6
transaction SIVB Restricted Stock Unit Award $0 +728 $0.00 728 May 2, 2022 Common Stock 728 Direct F1, F7
transaction SIVB Stock Option Award $0 +599 $0.00 599 May 2, 2022 Common Stock 599 $497.67 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
F4 25%/4yr beginning on 01-May-2018.
F5 25%/4yr beginning on 01-May-2019.
F6 25%/4yr beginning on 01-May-2020.
F7 Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
F8 Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.