Karen Hon - Dec 31, 2022 Form 5 Insider Report for SVB FINANCIAL GROUP (SIVB)

Signature
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
Stock symbol
SIVB
Transactions as of
Dec 31, 2022
Transactions value $
$12,087
Form type
5
Date filed
2/8/2023, 10:32 AM
Previous filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $12.1K +36 +0.99% $335.74 3.67K Jun 30, 2022 Direct F1
holding SIVB Common Stock 331 Dec 31, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.