Karen Hon - 31 Dec 2022 Form 5 Insider Report for SVB FINANCIAL GROUP

Role
Chief Accounting Officer
Signature
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$12,087
Form type
5
Filing time
08 Feb 2023, 10:32:42 UTC
Previous filing
05 May 2022
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $12,087 +36 +0.99% $335.74 3,669 30 Jun 2022 Direct F1
holding SIVB Common Stock 331 31 Dec 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.