Philip C. Cox - 03 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role: Chief Operations Officer
Signature: /s/Wei Sun, Attorney-in-Fact for Philip Cox
Issuer symbol: N/A
Transactions as of: 03 May 2022
Net transactions value: -$30,245
Form type: 4
Filing time: 05 May 2022, 18:22:26 UTC
Previous filing: 04 May 2022
Next filing: 30 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIVB	Common Stock	Options Exercise		+139	+1.7%		8,545	03 May 2022	Direct	F1
transaction	SIVB	Common Stock	Tax liability	$30,245	-59	-0.69%	$512.62	8,486	03 May 2022	Direct	F2
holding	SIVB	Common Stock						16	03 May 2022	By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SIVB	Restricted Stock Unit	Options Exercise	$0	-139	-22%	$0.000000	498	03 May 2022	Common Stock	139		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2	Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3	Vests 27 share(s) on 05-Nov-2021, 139 share(s) on 03-May-2022, 166 share(s) on 03-May-2023, 166 share(s) on 03-May-2024, 166 share(s) on 03-May-2025.