Philip C. Cox - 28 Nov 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role: Chief Operations Officer
Signature: /s/Wei Sun, Attorney-in-Fact for Philip Cox
Issuer symbol: N/A
Transactions as of: 28 Nov 2022
Net transactions value: +$3,386
Form type: 4
Filing time: 30 Nov 2022, 16:04:40 UTC
Previous filing: 05 May 2022
Next filing: 20 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIVB	Common Stock	Award	$12,087	+36	+0.42%	$335.74	8,522	30 Jun 2022	Direct	F1
transaction	SIVB	Common Stock	Tax liability	$8,701	-40	-0.47%	$217.52	8,482	28 Nov 2022	Direct	F2
transaction	SIVB	Common Stock	Options Exercise	$0	+40	+0.47%	$0.000000	8,522	28 Nov 2022	Direct
holding	SIVB	Common Stock						16	28 Nov 2022	By 401(k)/ESOP	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SIVB	Restricted Stock Unit	Tax liability	$0	-40	-4.1%	$0.000000	930	28 Nov 2022	Common Stock	40		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2	Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units.
F3	The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.
F4	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F5	Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.