Karen Hon - 30 Jun 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Accounting Officer
Signature
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
Issuer symbol
N/A
Transactions as of
30 Jun 2021
Net transactions value
-$49,014
Form type
4
Filing time
02 Jul 2021, 14:14:19 UTC
Previous filing
07 May 2021
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale $70,085 -127 -3.9% $551.85* 3,133 30 Jun 2021 Direct F1
transaction SIVB Common Stock Award $21,071 +64 +2% $329.24 3,197 30 Jun 2021 Direct F2
holding SIVB Common Stock 319 30 Jun 2021 By 401(k)/ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021.
F2 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.