Karen Hon - Jun 30, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Accounting Officer
Signature
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
Stock symbol
SIVB
Transactions as of
Jun 30, 2021
Transactions value $
-$49,014
Form type
4
Date filed
7/2/2021, 02:14 PM
Previous filing
May 7, 2021
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale -$70.1K -127 -3.9% $551.85* 3.13K Jun 30, 2021 Direct F1
transaction SIVB Common Stock Award $21.1K +64 +2.04% $329.24 3.2K Jun 30, 2021 Direct F2
holding SIVB Common Stock 319 Jun 30, 2021 By 401(k)/ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021.
F2 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.