Philip C. Cox - 31 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Operations Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
Issuer symbol
N/A
Transactions as of
31 Jan 2022
Net transactions value
-$5,028,583
Form type
4
Filing time
02 Feb 2022, 15:37:52 UTC
Previous filing
21 Jan 2022
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Tax liability $1,602,222 -2,744 -18% $583.90* 12,669 31 Jan 2022 Direct F1
transaction SIVB Common Stock Tax liability $641,122 -1,098 -8.7% $583.90* 11,571 31 Jan 2022 Direct F1
transaction SIVB Common Stock Sale $2,785,239 -4,798 -41% $580.50* 6,773 01 Feb 2022 Direct
holding SIVB Common Stock 11 31 Jan 2022 By 401(k)/ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units.

Remarks:

All February 1, 2022 transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 1, 2021.