Philip Cox - Jan 19, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Operations Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
Stock symbol
SIVB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4
Date filed
1/21/2022, 05:30 PM
Previous filing
Jan 12, 2022
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +6.17K +91.13% 12.9K Jan 19, 2022 Direct F1, F2
transaction SIVB Common Stock Award +2.47K +19.07% 15.4K Jan 19, 2022 Direct F1, F2
holding SIVB Common Stock 11 Jan 19, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -6.17K -100% $0.00* 0 Jan 19, 2022 Common Stock 6.17K Direct F1, F2
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -2.47K -100% $0.00* 0 Jan 19, 2022 Common Stock 2.47K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.