Philip Cox - Jan 10, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Operations Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
Stock symbol
SIVB
Transactions as of
Jan 10, 2022
Transactions value $
-$2,501,530
Form type
4
Date filed
1/12/2022, 09:54 AM
Previous filing
Nov 30, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $244K +1.32K +19.46% $184.86 8.09K Jan 10, 2022 Direct
transaction SIVB Common Stock Options Exercise $512K +1.68K +20.73% $305.46 9.77K Jan 10, 2022 Direct
transaction SIVB Common Stock Options Exercise $19.4K +109 +1.12% $178.39 9.88K Jan 10, 2022 Direct
transaction SIVB Common Stock Options Exercise $119K +669 +6.77% $178.39 10.5K Jan 10, 2022 Direct
transaction SIVB Common Stock Options Exercise $359K +1.43K +13.58% $250.43 12K Jan 10, 2022 Direct
transaction SIVB Common Stock Sale -$480K -669 -5.59% $718.22* 11.3K Jan 10, 2022 Direct
transaction SIVB Common Stock Sale -$1.03M -1.43K -12.66% $718.22* 9.88K Jan 10, 2022 Direct
transaction SIVB Common Stock Sale -$78.3K -109 -1.1% $718.22* 9.77K Jan 10, 2022 Direct
transaction SIVB Common Stock Sale -$954K -1.32K -13.49% $723.73* 8.45K Jan 10, 2022 Direct
transaction SIVB Common Stock Sale -$1.21M -1.68K -19.85% $723.73* 6.77K Jan 10, 2022 Direct
holding SIVB Common Stock 11 Jan 10, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -1.68K -75% $0.00 559 Jan 10, 2022 Common Stock 1.68K $305.46 Direct F1
transaction SIVB Stock Option Options Exercise $0 -1.43K -50.02% $0.00 1.43K Jan 10, 2022 Common Stock 1.43K $250.43 Direct F2
transaction SIVB Stock Option Options Exercise $0 -1.32K -25.01% $0.00 3.95K Jan 10, 2022 Common Stock 1.32K $184.86 Direct F3
transaction SIVB Stock Option Options Exercise $0 -109 -100% $0.00* 0 Jan 10, 2022 Common Stock 109 $178.39 Direct F4
transaction SIVB Stock Option Options Exercise $0 -669 -100% $0.00* 0 Jan 10, 2022 Common Stock 669 $178.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2018.
F2 25%/4yr beginning on 01-May-2019.
F3 25%/4yr beginning on 01-May-2020.
F4 25%/4yr beginning on 02-May-2017.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 1st, 2021.