Philip C. Cox - 10 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Operations Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
Issuer symbol
N/A
Transactions as of
10 Jan 2022
Net transactions value
-$2,501,530
Form type
4
Filing time
12 Jan 2022, 09:54:51 UTC
Previous filing
30 Nov 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $243,645 +1,318 +19% $184.86 8,091 10 Jan 2022 Direct
transaction SIVB Common Stock Options Exercise $512,256 +1,677 +21% $305.46 9,768 10 Jan 2022 Direct
transaction SIVB Common Stock Options Exercise $19,445 +109 +1.1% $178.39 9,877 10 Jan 2022 Direct
transaction SIVB Common Stock Options Exercise $119,343 +669 +6.8% $178.39 10,546 10 Jan 2022 Direct
transaction SIVB Common Stock Options Exercise $358,616 +1,432 +14% $250.43 11,978 10 Jan 2022 Direct
transaction SIVB Common Stock Sale $480,489 -669 -5.6% $718.22* 11,309 10 Jan 2022 Direct
transaction SIVB Common Stock Sale $1,028,490 -1,432 -13% $718.22* 9,877 10 Jan 2022 Direct
transaction SIVB Common Stock Sale $78,286 -109 -1.1% $718.22* 9,768 10 Jan 2022 Direct
transaction SIVB Common Stock Sale $953,876 -1,318 -13% $723.73* 8,450 10 Jan 2022 Direct
transaction SIVB Common Stock Sale $1,213,695 -1,677 -20% $723.73* 6,773 10 Jan 2022 Direct
holding SIVB Common Stock 11 10 Jan 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -1,677 -75% $0.000000 559 10 Jan 2022 Common Stock 1,677 $305.46 Direct F1
transaction SIVB Stock Option Options Exercise $0 -1,432 -50% $0.000000 1,431 10 Jan 2022 Common Stock 1,432 $250.43 Direct F2
transaction SIVB Stock Option Options Exercise $0 -1,318 -25% $0.000000 3,952 10 Jan 2022 Common Stock 1,318 $184.86 Direct F3
transaction SIVB Stock Option Options Exercise $0 -109 -100% $0.000000* 0 10 Jan 2022 Common Stock 109 $178.39 Direct F4
transaction SIVB Stock Option Options Exercise $0 -669 -100% $0.000000* 0 10 Jan 2022 Common Stock 669 $178.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2018.
F2 25%/4yr beginning on 01-May-2019.
F3 25%/4yr beginning on 01-May-2020.
F4 25%/4yr beginning on 02-May-2017.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 1st, 2021.