Gregory Becker - Dec 1, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Stock symbol
SIVB
Transactions as of
Dec 1, 2021
Transactions value $
-$7,418,855
Form type
4
Date filed
12/3/2021, 05:37 PM
Previous filing
Jul 19, 2021
Next filing
Jan 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale -$196K -283 -0.39% $693.05 71.6K Dec 1, 2021 Revocable Trust F1
transaction SIVB Common Stock Sale -$973K -1.4K -1.96% $694.77 70.2K Dec 1, 2021 Revocable Trust F2
transaction SIVB Common Stock Sale -$1.76M -2.54K -3.61% $695.57 67.7K Dec 1, 2021 Revocable Trust F3
transaction SIVB Common Stock Options Exercise $473K +4.5K +6.65% $105.18 72.2K Dec 1, 2021 Revocable Trust
transaction SIVB Common Stock Options Exercise $421K +4K +5.54% $105.18 76.2K Dec 1, 2021 Revocable Trust
transaction SIVB Common Stock Options Exercise $421K +4K +5.25% $105.18 80.2K Dec 1, 2021 Revocable Trust
transaction SIVB Common Stock Sale -$905K -1.3K -1.62% $696.30 78.9K Dec 1, 2021 Revocable Trust F4
transaction SIVB Common Stock Sale -$984K -1.41K -1.79% $697.70 77.5K Dec 1, 2021 Revocable Trust F5
transaction SIVB Common Stock Sale -$806K -1.15K -1.49% $700.24 76.3K Dec 1, 2021 Revocable Trust F6
transaction SIVB Common Stock Sale -$2.49M -3.54K -4.64% $702.47 72.8K Dec 1, 2021 Revocable Trust F7
transaction SIVB Common Stock Sale -$621K -882 -1.21% $703.59 71.9K Dec 1, 2021 Revocable Trust F8
holding SIVB Common Stock 6.15K Dec 1, 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -4K -16.03% $0.00 21K Dec 1, 2021 Common Stock 4K $105.18 Direct
transaction SIVB Stock Option Options Exercise $0 -4K -19.09% $0.00 17K Dec 1, 2021 Common Stock 4K $105.18 Direct
transaction SIVB Stock Option Options Exercise $0 -4.5K -26.55% $0.00 12.5K Dec 1, 2021 Common Stock 4.5K $105.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $693.01 to $693.24; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $694.01 to $695.00; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $695.01 to $695.85; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $696.17 to $696.96; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $697.65 to $698.35; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $700.00 to $700.33; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $701.95 to $702.84; the price reported above reflects the weighted average sale price.
F8 This transaction was executed in multiple trades at prices ranging from $703.32 to $703.67; the price reported above reflects the weighted average sale price.

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 26, 2021.