GREGORY W. BECKER - 01 Dec 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Issuer symbol
N/A
Transactions as of
01 Dec 2021
Net transactions value
-$7,418,855
Form type
4
Filing time
03 Dec 2021, 17:37:28 UTC
Previous filing
19 Jul 2021
Next filing
24 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale $196,133 -283 -0.39% $693.05 71,609 01 Dec 2021 Revocable Trust F1
transaction SIVB Common Stock Sale $972,678 -1,400 -2% $694.77 70,209 01 Dec 2021 Revocable Trust F2
transaction SIVB Common Stock Sale $1,763,966 -2,536 -3.6% $695.57 67,673 01 Dec 2021 Revocable Trust F3
transaction SIVB Common Stock Options Exercise $473,310 +4,500 +6.6% $105.18 72,173 01 Dec 2021 Revocable Trust
transaction SIVB Common Stock Options Exercise $420,720 +4,000 +5.5% $105.18 76,173 01 Dec 2021 Revocable Trust
transaction SIVB Common Stock Options Exercise $420,720 +4,000 +5.3% $105.18 80,173 01 Dec 2021 Revocable Trust
transaction SIVB Common Stock Sale $905,190 -1,300 -1.6% $696.30 78,873 01 Dec 2021 Revocable Trust F4
transaction SIVB Common Stock Sale $983,757 -1,410 -1.8% $697.70 77,463 01 Dec 2021 Revocable Trust F5
transaction SIVB Common Stock Sale $805,976 -1,151 -1.5% $700.24 76,312 01 Dec 2021 Revocable Trust F6
transaction SIVB Common Stock Sale $2,485,339 -3,538 -4.6% $702.47 72,774 01 Dec 2021 Revocable Trust F7
transaction SIVB Common Stock Sale $620,566 -882 -1.2% $703.59 71,892 01 Dec 2021 Revocable Trust F8
holding SIVB Common Stock 6,149 01 Dec 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -4,000 -16% $0.000000 20,951 01 Dec 2021 Common Stock 4,000 $105.18 Direct
transaction SIVB Stock Option Options Exercise $0 -4,000 -19% $0.000000 16,951 01 Dec 2021 Common Stock 4,000 $105.18 Direct
transaction SIVB Stock Option Options Exercise $0 -4,500 -27% $0.000000 12,451 01 Dec 2021 Common Stock 4,500 $105.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $693.01 to $693.24; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $694.01 to $695.00; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $695.01 to $695.85; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $696.17 to $696.96; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $697.65 to $698.35; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $700.00 to $700.33; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $701.95 to $702.84; the price reported above reflects the weighted average sale price.
F8 This transaction was executed in multiple trades at prices ranging from $703.32 to $703.67; the price reported above reflects the weighted average sale price.

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 26, 2021.