Gregory Becker - Jan 20, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Stock symbol
SIVB
Transactions as of
Jan 20, 2022
Transactions value $
$0
Form type
4
Date filed
1/24/2022, 02:43 PM
Previous filing
Dec 3, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +12.3K +17.17% 84.2K Jan 20, 2022 Revocable Trust F1, F2
transaction SIVB Common Stock Award +10.5K +12.46% 94.7K Jan 20, 2022 Revocable Trust F1, F2
holding SIVB Common Stock 6.15K Jan 20, 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -12.3K -100% $0.00* 0 Jan 20, 2022 Common Stock 12.3K Direct F1, F2
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -10.5K -100% $0.00* 0 Jan 20, 2022 Common Stock 10.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 20, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2021.