GREGORY W. BECKER - 15 Jul 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Issuer symbol
N/A
Transactions as of
15 Jul 2021
Net transactions value
-$7,362,852
Form type
4
Filing time
19 Jul 2021, 15:03:03 UTC
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $21,071 +64 +0.09% $329.24 71,892 30 Jun 2021 Revocable Trust F1
transaction SIVB Common Stock Options Exercise $649,050 +5,000 +7% $129.81 76,892 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Options Exercise $649,050 +5,000 +6.5% $129.81 81,892 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Options Exercise $809,625 +6,237 +7.6% $129.81 88,129 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Sale $206,777 -360 -0.41% $574.38 87,769 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Sale $522,998 -907 -1% $576.62 86,862 15 Jul 2021 Revocable Trust F2, F3
transaction SIVB Common Stock Sale $357,702 -619 -0.71% $577.87 86,243 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Sale $193,422 -334 -0.39% $579.11 85,909 15 Jul 2021 Revocable Trust F2, F4
transaction SIVB Common Stock Sale $740,924 -1,277 -1.5% $580.21 84,632 15 Jul 2021 Revocable Trust F2, F5
transaction SIVB Common Stock Sale $455,985 -784 -0.93% $581.61 83,848 15 Jul 2021 Revocable Trust F2, F6
transaction SIVB Common Stock Sale $1,135,123 -1,948 -2.3% $582.71 81,900 15 Jul 2021 Revocable Trust F2, F7
transaction SIVB Common Stock Sale $400,933 -686 -0.84% $584.45 81,214 15 Jul 2021 Revocable Trust F2, F8
transaction SIVB Common Stock Sale $22,806 -39 -0.05% $584.76 81,175 15 Jul 2021 Revocable Trust F2
transaction SIVB Common Stock Sale $2,524,373 -4,300 -5.3% $587.06 76,875 15 Jul 2021 Revocable Trust F2, F9
transaction SIVB Common Stock Sale $2,653,722 -4,514 -5.9% $587.89 72,361 15 Jul 2021 Revocable Trust F2, F10
transaction SIVB Common Stock Sale $54,814 -93 -0.13% $589.40 72,268 15 Jul 2021 Revocable Trust F2, F11
transaction SIVB Common Stock Sale $130,392 -221 -0.31% $590.01 72,047 15 Jul 2021 Revocable Trust F2, F12
transaction SIVB Common Stock Sale $91,677 -155 -0.22% $591.47 71,892 15 Jul 2021 Revocable Trust F2, F13
holding SIVB Common Stock 6,167 15 Jul 2021 By 401(k)/ESOP F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -5,000 -31% $0.000000 11,237 15 Jul 2021 Common Stock 5,000 $129.81 Direct F15
transaction SIVB Stock Option Options Exercise $0 -5,000 -44% $0.000000 6,237 15 Jul 2021 Common Stock 5,000 $129.81 Direct F15
transaction SIVB Stock Option Options Exercise $0 -6,237 -100% $0.000000* 0 15 Jul 2021 Common Stock 6,237 $129.81 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F10 This transaction was executed in multiple trades at prices ranging from $587.57 to $588.25; the price reported above reflects the weighted average sale price.
F11 This transaction was executed in multiple trades at prices ranging from $588.60 to $589.50; the price reported above reflects the weighted average sale price.
F12 This transaction was executed in multiple trades at prices ranging from $589.93 to $590.05; the price reported above reflects the weighted average sale price.
F13 This transaction was executed in multiple trades at prices ranging from $591.33 to $591.53; the price reported above reflects the weighted average sale price.
F14 The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.
F15 25%/4yr beginning on 01-May-2015.
F2 These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 9, 2021.
F3 This transaction was executed in multiple trades at prices ranging from $576.35 to $577.15; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $578.98 to $579.86; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $580.14 to $580.89; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $581.18 to $581.68; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $582.20 to $583.10; the price reported above reflects the weighted average sale price.
F8 This transaction was executed in multiple trades at prices ranging from $583.66 to $584.48; the price reported above reflects the weighted average sale price.
F9 This transaction was executed in multiple trades at prices ranging from $586.55 to $587.54; the price reported above reflects the weighted average sale price.