| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIVB | Common Stock | Award | $21.1K | +64 | +0.09% | $329.24 | 71.9K | Jun 30, 2021 | Revocable Trust | F1 |
| transaction | SIVB | Common Stock | Options Exercise | $649K | +5K | +6.95% | $129.81 | 76.9K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Options Exercise | $649K | +5K | +6.5% | $129.81 | 81.9K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Options Exercise | $810K | +6.24K | +7.62% | $129.81 | 88.1K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Sale | -$207K | -360 | -0.41% | $574.38 | 87.8K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Sale | -$523K | -907 | -1.03% | $576.62 | 86.9K | Jul 15, 2021 | Revocable Trust | F2, F3 |
| transaction | SIVB | Common Stock | Sale | -$358K | -619 | -0.71% | $577.87 | 86.2K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Sale | -$193K | -334 | -0.39% | $579.11 | 85.9K | Jul 15, 2021 | Revocable Trust | F2, F4 |
| transaction | SIVB | Common Stock | Sale | -$741K | -1.28K | -1.49% | $580.21 | 84.6K | Jul 15, 2021 | Revocable Trust | F2, F5 |
| transaction | SIVB | Common Stock | Sale | -$456K | -784 | -0.93% | $581.61 | 83.8K | Jul 15, 2021 | Revocable Trust | F2, F6 |
| transaction | SIVB | Common Stock | Sale | -$1.14M | -1.95K | -2.32% | $582.71 | 81.9K | Jul 15, 2021 | Revocable Trust | F2, F7 |
| transaction | SIVB | Common Stock | Sale | -$401K | -686 | -0.84% | $584.45 | 81.2K | Jul 15, 2021 | Revocable Trust | F2, F8 |
| transaction | SIVB | Common Stock | Sale | -$22.8K | -39 | -0.05% | $584.76 | 81.2K | Jul 15, 2021 | Revocable Trust | F2 |
| transaction | SIVB | Common Stock | Sale | -$2.52M | -4.3K | -5.3% | $587.06 | 76.9K | Jul 15, 2021 | Revocable Trust | F2, F9 |
| transaction | SIVB | Common Stock | Sale | -$2.65M | -4.51K | -5.87% | $587.89 | 72.4K | Jul 15, 2021 | Revocable Trust | F2, F10 |
| transaction | SIVB | Common Stock | Sale | -$54.8K | -93 | -0.13% | $589.40 | 72.3K | Jul 15, 2021 | Revocable Trust | F2, F11 |
| transaction | SIVB | Common Stock | Sale | -$130K | -221 | -0.31% | $590.01 | 72K | Jul 15, 2021 | Revocable Trust | F2, F12 |
| transaction | SIVB | Common Stock | Sale | -$91.7K | -155 | -0.22% | $591.47 | 71.9K | Jul 15, 2021 | Revocable Trust | F2, F13 |
| holding | SIVB | Common Stock | 6.17K | Jul 15, 2021 | By 401(k)/ESOP | F14 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIVB | Stock Option | Options Exercise | $0 | -5K | -30.79% | $0.00 | 11.2K | Jul 15, 2021 | Common Stock | 5K | $129.81 | Direct | F15 |
| transaction | SIVB | Stock Option | Options Exercise | $0 | -5K | -44.5% | $0.00 | 6.24K | Jul 15, 2021 | Common Stock | 5K | $129.81 | Direct | F15 |
| transaction | SIVB | Stock Option | Options Exercise | $0 | -6.24K | -100% | $0.00* | 0 | Jul 15, 2021 | Common Stock | 6.24K | $129.81 | Direct | F15 |
| Id | Content |
|---|---|
| F1 | These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F10 | This transaction was executed in multiple trades at prices ranging from $587.57 to $588.25; the price reported above reflects the weighted average sale price. |
| F11 | This transaction was executed in multiple trades at prices ranging from $588.60 to $589.50; the price reported above reflects the weighted average sale price. |
| F12 | This transaction was executed in multiple trades at prices ranging from $589.93 to $590.05; the price reported above reflects the weighted average sale price. |
| F13 | This transaction was executed in multiple trades at prices ranging from $591.33 to $591.53; the price reported above reflects the weighted average sale price. |
| F14 | The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021. |
| F15 | 25%/4yr beginning on 01-May-2015. |
| F2 | These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 9, 2021. |
| F3 | This transaction was executed in multiple trades at prices ranging from $576.35 to $577.15; the price reported above reflects the weighted average sale price. |
| F4 | This transaction was executed in multiple trades at prices ranging from $578.98 to $579.86; the price reported above reflects the weighted average sale price. |
| F5 | This transaction was executed in multiple trades at prices ranging from $580.14 to $580.89; the price reported above reflects the weighted average sale price. |
| F6 | This transaction was executed in multiple trades at prices ranging from $581.18 to $581.68; the price reported above reflects the weighted average sale price. |
| F7 | This transaction was executed in multiple trades at prices ranging from $582.20 to $583.10; the price reported above reflects the weighted average sale price. |
| F8 | This transaction was executed in multiple trades at prices ranging from $583.66 to $584.48; the price reported above reflects the weighted average sale price. |
| F9 | This transaction was executed in multiple trades at prices ranging from $586.55 to $587.54; the price reported above reflects the weighted average sale price. |