MICHELLE DRAPER - 01 Oct 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Issuer symbol
N/A
Transactions as of
01 Oct 2021
Net transactions value
-$172,023
Form type
4
Filing time
05 Oct 2021, 14:55:18 UTC
Previous filing
03 Sep 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale $82,550 -127 -3.5% $650.00* 3,539 01 Oct 2021 Direct
transaction SIVB Common Stock Options Exercise $22,327 +172 +4.9% $129.81 3,711 01 Oct 2021 Direct
transaction SIVB Common Stock Sale $111,800 -172 -4.6% $650.00* 3,539 01 Oct 2021 Direct
transaction SIVB Common Stock Gift $0 -110 -3.1% $0.000000 3,429 01 Oct 2021 Direct F1
holding SIVB Common Stock 137 01 Oct 2021 By 401(k)/ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -172 -33% $0.000000 344 01 Oct 2021 Common Stock 172 $129.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Charitable donation of 110 shares by reporting person.
F2 The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2021.
F3 25%/4yr beginning on 01-May-2015.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.