Michelle Draper - Oct 1, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
Oct 1, 2021
Transactions value $
-$172,023
Form type
4
Date filed
10/5/2021, 02:55 PM
Previous filing
Sep 3, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Sale -$82.6K -127 -3.46% $650.00* 3.54K Oct 1, 2021 Direct
transaction SIVB Common Stock Options Exercise $22.3K +172 +4.86% $129.81 3.71K Oct 1, 2021 Direct
transaction SIVB Common Stock Sale -$112K -172 -4.63% $650.00* 3.54K Oct 1, 2021 Direct
transaction SIVB Common Stock Gift $0 -110 -3.11% $0.00 3.43K Oct 1, 2021 Direct F1
holding SIVB Common Stock 137 Oct 1, 2021 By 401(k)/ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -172 -33.33% $0.00 344 Oct 1, 2021 Common Stock 172 $129.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Charitable donation of 110 shares by reporting person.
F2 The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2021.
F3 25%/4yr beginning on 01-May-2015.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.