Michelle Draper - 01 Nov 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Issuer symbol
N/A
Transactions as of
01 Nov 2021
Net transactions value
-$102,233
Form type
4
Filing time
03 Nov 2021, 16:11:45 UTC
Previous filing
05 Oct 2021
Next filing
03 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $22,327 +172 +5% $129.81 3,601 01 Nov 2021 Direct
transaction SIVB Common Stock Sale $124,561 -172 -4.8% $724.19* 3,429 01 Nov 2021 Direct
holding SIVB Common Stock 137 01 Nov 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -172 -50% $0.000000 172 01 Nov 2021 Common Stock 172 $129.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2015.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.