Michelle Draper - Nov 1, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
Nov 1, 2021
Transactions value $
-$102,233
Form type
4
Date filed
11/3/2021, 04:11 PM
Previous filing
Oct 5, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $22.3K +172 +5.02% $129.81 3.6K Nov 1, 2021 Direct
transaction SIVB Common Stock Sale -$125K -172 -4.78% $724.19* 3.43K Nov 1, 2021 Direct
holding SIVB Common Stock 137 Nov 1, 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -172 -50% $0.00 172 Nov 1, 2021 Common Stock 172 $129.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2015.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.