Michelle Draper - Sep 1, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Signature
/s/Wei Sun, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
Sep 1, 2021
Transactions value $
-$74,379
Form type
4
Date filed
9/3/2021, 02:50 PM
Previous filing
Aug 4, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $22.3K +172 +4.69% $129.81 3.84K Sep 1, 2021 Direct
transaction SIVB Common Stock Sale -$88.3K -157 -4.09% $562.12* 3.68K Sep 1, 2021 Direct
transaction SIVB Common Stock Sale -$8.45K -15 -0.41% $563.62* 3.67K Sep 1, 2021 Direct
holding SIVB Common Stock 138 Sep 1, 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -172 -25% $0.00 516 Sep 1, 2021 Common Stock 172 $129.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2015.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 3, 2021.