Fallon Thomas J - Aug 2, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Melanie Grace,Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
Aug 2, 2021
Transactions value $
$69,987
Form type
4
Date filed
8/2/2021, 05:44 PM
Previous filing
Jun 28, 2021
Next filing
Aug 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $70K +4.01K +7.42% $17.44 58.1K Aug 2, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.