Thomas J. Fallon - 24 Jun 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Melanie Grace,Attorney-in-Fact for Thomas J. Fallon
Issuer symbol
HTGC
Transactions as of
24 Jun 2021
Net transactions value
+$59,996
Form type
4
Filing time
28 Jun 2021, 16:03:12 UTC
Previous filing
04 Jun 2021
Next filing
02 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $59,996 +3,472 +6.9% $17.28 54,101 24 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.