Fallon Thomas J - Jun 24, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Melanie Grace,Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
Jun 24, 2021
Transactions value $
$59,996
Form type
4
Date filed
6/28/2021, 04:03 PM
Previous filing
Jun 4, 2021
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $60K +3.47K +6.86% $17.28 54.1K Jun 24, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.