James R. Warren III - Sep 28, 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
SVP, GC & Corp. Secretary
Signature
/s/ James R. Warren III
Stock symbol
EFOI
Transactions as of
Sep 28, 2022
Transactions value $
$0
Form type
4
Date filed
9/29/2022, 08:35 AM
Previous filing
Feb 17, 2022
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Options Exercise $0 +800 +100% $0.00 1.6K Sep 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Options Exercise $0 -800 -33.33% $0.00 1.6K Sep 28, 2022 Common Stock 800 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Common Stock on a one-for-one basis.
F2 On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021.