James R. Warren III - Feb 11, 2022 Form 4/A - Amendment Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
SVP, GC & Corp. Secretary
Signature
/s/ Tod A. Nestor as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Feb 11, 2022
Transactions value $
$22,200
Form type
4/A - Amendment
Date filed
2/17/2022, 09:41 AM
Date Of Original Report
Feb 15, 2022
Previous filing
Sep 29, 2021
Next filing
Sep 29, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $22.2K +15K $1.48 15K Feb 11, 2022 Common Stock 15K $1.48 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.

Remarks:

This amended form is being filed solely to include the Power of Attorney executed by the reporting person, and does not change any of the information from the original filing.