James R. Warren III - Apr 28, 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
SVP, GC & Corp. Secretary
Signature
/s/ James R. Warren III
Stock symbol
EFOI
Transactions as of
Apr 28, 2023
Transactions value $
$13,020
Form type
4
Date filed
5/2/2023, 05:22 PM
Previous filing
Sep 29, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $13K +30K $0.43 30K Apr 28, 2023 Common Stock 30K $0.43 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.