James R. Warren III - 28 Apr 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
SVP, GC & Corp. Secretary
Signature
/s/ James R. Warren III
Issuer symbol
EFOI
Transactions as of
28 Apr 2023
Net transactions value
+$13,020
Form type
4
Filing time
02 May 2023, 17:22:41 UTC
Previous filing
29 Sep 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $13,020 +30,000 $0.4340 30,000 28 Apr 2023 Common Stock 30,000 $0.4340 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.