Stefano Pessina - Nov 1, 2021 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role: Executive Chairman of Board, Director, 10%+ Owner
Signature: Benjamin S.J. Burman, attorney-in-fact
Stock symbol: WBA
Transactions as of: Nov 1, 2021
Transactions value $: -$235,606
Form type: 4
Date filed: 11/3/2021, 07:33 PM
Previous filing: Oct 21, 2021
Next filing: Oct 28, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WBA	Common Stock, par value $0.01 per share	Tax liability	-$236K	-4.98K	-1.02%	$47.32	485K	Nov 1, 2021	Direct	F1, F2
holding	WBA	Common Stock, par value $0.01 per share						145M	Nov 1, 2021	By ASP	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WBA	Employee Stock Option (right to buy)						263K	Nov 1, 2021	Common Stock	263K	$77.08	Direct	F4
holding	WBA	Employee Stock Option (right to buy)						411K	Nov 1, 2021	Common Stock	411K	$82.46	Direct	F5
holding	WBA	Employee Stock Option (right to buy)						505K	Nov 1, 2021	Common Stock	505K	$67.01	Direct	F6
holding	WBA	Employee Stock Option (right to buy)						395K	Nov 1, 2021	Common Stock	395K	$79.90	Direct	F7
holding	WBA	Employee Stock Option (right to buy)						420K	Nov 1, 2021	Common Stock	420K	$57.38	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Disposition relating to the satisfaction of tax withholding obligations upon the vesting of restricted stock unit award granted in accordance with Rule 16b-3.
F2	Includes 2,106 shares underlying restricted stock units issued in lieu of dividends (through November 3, 2021) on outstanding restricted stock units.
F3	Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
F4	The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, (the "Plan").
F5	The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F6	The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F7	The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F8	The option vested with respect to 139,916 shares on November 1, 2020 and with respect to a further 139,916 shares on November 1, 2021, and vests with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.