Stefano Pessina - 01 Nov 2021 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role: Executive Chairman of Board, Director, 10%+ Owner
Signature: Benjamin S.J. Burman, attorney-in-fact
Issuer symbol: WBA
Transactions as of: 01 Nov 2021
Net transactions value: -$235,606
Form type: 4
Filing time: 03 Nov 2021, 19:33:07 UTC
Previous filing: 21 Oct 2021
Next filing: 28 Oct 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WBA	Common Stock, par value $0.01 per share	Tax liability	$235,606	-4,979	-1%	$47.32	485,459	01 Nov 2021	Direct	F1, F2
holding	WBA	Common Stock, par value $0.01 per share						144,788,821	01 Nov 2021	By ASP	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WBA	Employee Stock Option (right to buy)						263,273	01 Nov 2021	Common Stock	263,273	$77.08	Direct	F4
holding	WBA	Employee Stock Option (right to buy)						410,798	01 Nov 2021	Common Stock	410,798	$82.46	Direct	F5
holding	WBA	Employee Stock Option (right to buy)						504,710	01 Nov 2021	Common Stock	504,710	$67.01	Direct	F6
holding	WBA	Employee Stock Option (right to buy)						395,061	01 Nov 2021	Common Stock	395,061	$79.90	Direct	F7
holding	WBA	Employee Stock Option (right to buy)						420,168	01 Nov 2021	Common Stock	420,168	$57.38	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Disposition relating to the satisfaction of tax withholding obligations upon the vesting of restricted stock unit award granted in accordance with Rule 16b-3.
F2	Includes 2,106 shares underlying restricted stock units issued in lieu of dividends (through November 3, 2021) on outstanding restricted stock units.
F3	Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
F4	The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, (the "Plan").
F5	The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F6	The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F7	The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F8	The option vested with respect to 139,916 shares on November 1, 2020 and with respect to a further 139,916 shares on November 1, 2021, and vests with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.