Stefano Pessina - Oct 19, 2021 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role
Executive Chairman of Board, Director, 10%+ Owner
Signature
Benjamin S.J. Burman, attorney-in-fact
Stock symbol
WBA
Transactions as of
Oct 19, 2021
Transactions value $
-$1,597,581
Form type
4
Date filed
10/21/2021, 06:37 PM
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBA Common Stock, par value $0.01 per share Award $0 +165K +45.87% $0.00 524K Oct 19, 2021 Direct F1, F2
transaction WBA Common Stock, par value $0.01 per share Tax liability -$1.6M -33.3K -6.35% $48.01 490K Oct 19, 2021 Direct F2, F3
holding WBA Common Stock, par value $0.01 per share 145M Oct 19, 2021 By ASP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (right to buy) 263K Oct 19, 2021 Common Stock 263K $77.08 Direct F5
holding WBA Employee Stock Option (right to buy) 411K Oct 19, 2021 Common Stock 411K $82.46 Direct F6
holding WBA Employee Stock Option (right to buy) 505K Oct 19, 2021 Common Stock 505K $67.01 Direct F7
holding WBA Employee Stock Option (right to buy) 395K Oct 19, 2021 Common Stock 395K $79.90 Direct F8
holding WBA Employee Stock Option (right to buy) 420K Oct 19, 2021 Common Stock 420K $57.38 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2018 under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan").
F2 Includes 4,206 shares underlying restricted stock units issued in lieu of dividends (through October 21, 2021) on outstanding restricted stock units.
F3 Disposition relating to the satisfaction of tax withholding obligations upon the settlement of performance share award granted in accordance with Rule 16b-3.
F4 Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
F5 The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
F6 The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
F7 The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
F8 The option vested with respect to 131,555 shares on November 1, 2019 and with respect to a further 131,555 shares on November 1, 2020 and vests with respect to 131,951 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
F9 The option vested with respect to 139,916 shares on November 1, 2020 and vests with respect to a further 139,916 shares on November 1, 2021 and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).