Joan Aristei - Mar 25, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
GC & Chief Risk Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 25, 2022
Transactions value $
$320,075
Form type
4
Date filed
3/29/2022, 05:19 PM
Previous filing
Mar 14, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Award +42.4K +59.28% 114K Mar 25, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Common Stock Award $320K +23.9K $13.39 23.9K Mar 25, 2022 Common Stock 23.9K $13.39 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
F2 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F3 The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.