Joan Aristei - 31 Aug 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
GC & Chief Risk Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
31 Aug 2022
Net transactions value
-$11,598
Form type
4
Filing time
01 Sep 2022, 17:08:18 UTC
Previous filing
29 Mar 2022
Next filing
14 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise +6,290 +5.5% 120,270 31 Aug 2022 Direct F1
transaction OPRT Common Stock Tax liability $11,598 -2,176 -1.8% $5.33 118,094 31 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -6,290 -100% $0.000000* 0 31 Aug 2022 Common Stock 6,290 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3 The restricted stock units fully vested on August 30, 2022.