Joan Aristei - Mar 10, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role: GC & Chief Risk Officer
Signature: /s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol: OPRT
Transactions as of: Mar 10, 2022
Transactions value $: -$32,752
Form type: 4
Date filed: 3/14/2022, 06:29 PM
Previous filing: Mar 7, 2022
Next filing: Mar 29, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPRT	Common Stock	Options Exercise		+4.93K	+7.14%		74K	Mar 10, 2022	Direct	F1
transaction	OPRT	Common Stock	Tax liability	-$22.6K	-1.71K	-2.31%	$13.26	72.3K	Mar 10, 2022	Direct	F2
transaction	OPRT	Common Stock	Tax liability	-$10.1K	-763	-1.06%	$13.26	71.6K	Mar 10, 2022	Direct	F2

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPRT	Restricted Stock Units	Options Exercise	$0	-4.93K	-33.33%	$0.00	9.87K	Mar 10, 2022	Common Stock	4.93K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2	No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3	1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.