Joan Aristei - Mar 3, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
GC & Chief Risk Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 3, 2022
Transactions value $
-$28,734
Form type
4
Date filed
3/7/2022, 04:32 PM
Previous filing
Sep 14, 2021
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise +4.46K +6.71% 70.9K Mar 3, 2022 Direct F1
transaction OPRT Common Stock Tax liability -$28.7K -1.83K -2.58% $15.71 69.1K Mar 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Restricted Stock Units Options Exercise $0 -4.46K -50% $0.00 4.46K Mar 3, 2022 Common Stock 4.46K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3 The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.