Daniel Purefoy - 15 Jun 2021 Form 4 Insider Report for Capri Holdings Ltd (CPRI)

Role
SVP, Global Ops & Head of D&I
Signature
/s/ Krista A. McDonough, as Attorney-in-Fact for Daniel Purefoy
Issuer symbol
CPRI
Transactions as of
15 Jun 2021
Net transactions value
-$33,775
Form type
4
Filing time
17 Jun 2021, 19:06:45 UTC
Previous filing
01 Jun 2021
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPRI Ordinary shares, no par value Options Exercise $0 +901 +6.2% $0.000000 15,349 15 Jun 2021 Direct F1
transaction CPRI Ordinary shares, no par value Tax liability $22,316 -407 -2.7% $54.83 14,942 15 Jun 2021 Direct F2
transaction CPRI Ordinary shares, no par value Options Exercise $0 +463 +3.1% $0.000000 15,405 15 Jun 2021 Direct F1
transaction CPRI Ordinary shares, no par value Tax liability $11,459 -209 -1.4% $54.83 15,196 15 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CPRI Restricted share units Options Exercise $0 -901 -100% $0.000000* 0 15 Jun 2021 Ordinary shares, no par value 901 $0.000000 Direct F3, F4, F5
transaction CPRI Restricted share units Options Exercise $0 -463 -50% $0.000000 462 15 Jun 2021 Ordinary shares, no par value 463 $0.000000 Direct F4, F5, F6
transaction CPRI Restricted share units Award $0 +10,943 $0.000000 10,943 15 Jun 2021 Ordinary shares, no par value 10,943 $0.000000 Direct F4, F5, F7
holding CPRI Restricted share units 4,430 15 Jun 2021 Ordinary shares, no par value 4,430 $0.000000 Direct F4, F5, F8
holding CPRI Restricted share units 2,136 15 Jun 2021 Ordinary shares, no par value 2,136 $0.000000 Direct F4, F5, F9
holding CPRI Restricted share units 84,174 15 Jun 2021 Ordinary shares, no par value 84,174 $0.000000 Direct F4, F5, F10
holding CPRI Employee Share Option (right to buy) 5,208 15 Jun 2021 Ordinary shares, no par value 5,208 $77.99 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU.
F2 Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
F3 Immediately exercisable.
F4 The RSUs do not expire.
F5 Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F6 Granted on June 15, 2018 pursuant to the Capri Holdings Limited Second Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F7 Granted on June 15, 2021 pursuant to the Incentive Plan. These securities vest 1/3 each year on June 15, 2022, 2023, and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F8 Granted on June 17, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on June 17, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F9 Granted on March 1, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on March 1, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F10 Granted on April 1, 2020 pursuant to the Incentive Plan. These securities vest 25% each year on April 1, 2021, 2022, 2023, and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.