Michael D. Hansen - Dec 7, 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen
Stock symbol
ALKT
Transactions as of
Dec 7, 2021
Transactions value $
-$6,434,648
Form type
4
Date filed
12/9/2021, 05:41 PM
Previous filing
Aug 11, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Options Exercise $129K +140K +280.56% $0.92* 190K Dec 7, 2021 Direct
transaction ALKT Common Stock Sale -$3.25M -140K -73.72% $23.22 49.9K Dec 7, 2021 Direct F1
transaction ALKT Common Stock Options Exercise $92K +100K +200.4% $0.92* 150K Dec 8, 2021 Direct
transaction ALKT Common Stock Sale -$2.34M -100K -66.71% $23.37 49.9K Dec 8, 2021 Direct F2
transaction ALKT Common Stock Sale -$1.4M -60K -11.9% $23.37 444K Dec 8, 2021 See footnote F2, F3
transaction ALKT Common Stock Options Exercise $335K +143K +286.98% $2.34* 193K Dec 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -140K -100% $0.00* 0 Dec 7, 2021 Common Stock 140K $0.92 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -100K -50% $0.00 100K Dec 8, 2021 Common Stock 100K $0.92 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -143K -47.74% $0.00 157K Dec 8, 2021 Common Stock 143K $2.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Shares held by MH Trust, of which Reporting Person is trustee.
F4 The shares subject to the option are fully vested and exercisable.