MICHAEL D. HANSEN - 30 Dec 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen
Issuer symbol
ALKT
Transactions as of
30 Dec 2021
Net transactions value
+$151,867
Form type
4
Filing time
04 Jan 2022, 17:27:34 UTC
Previous filing
09 Dec 2021
Next filing
07 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Options Exercise $121,200 +51,795 +27% $2.34* 245,759 30 Dec 2021 Direct F1
transaction ALKT Common Stock Options Exercise $30,666 +33,333 +14% $0.9200* 279,092 30 Dec 2021 Direct
holding ALKT Common Stock 504,373 30 Dec 2021 See footnote F2
holding ALKT Common Stock 444,374 30 Dec 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -51,795 -33% $0.000000 105,000 30 Dec 2021 Common Stock 51,795 $2.34 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -33,333 -33% $0.000000 66,667 30 Dec 2021 Common Stock 33,333 $0.9200 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 759 shares acquired under the Issuer's employee stock purchase plan since the date of the reporting persons last filing on Form 4. Also includes 100 shares that were inadvertently omitted from the number of shares owned following the reported transactions on the Reporting Person's prior Form 4, which was filed on December 9, 2021.
F2 Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
F3 Shares held by MH Trust, of which Reporting Person is trustee.
F4 The shares subject to the option are fully vested and exercisable.