Michael D. Hansen - Aug 9, 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Chief Executive Officer, Director
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen
Stock symbol
ALKT
Transactions as of
Aug 9, 2021
Transactions value $
-$4,912,560
Form type
4
Date filed
8/11/2021, 04:37 PM
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Options Exercise $81K +100K +200% $0.81* 150K Aug 9, 2021 Direct
transaction ALKT Common Stock Sale -$3.06M -100K -66.67% $30.56 50K Aug 9, 2021 Direct F1
transaction ALKT Common Stock Options Exercise $55.2K +60K +120% $0.92* 110K Aug 10, 2021 Direct
transaction ALKT Common Stock Sale -$478K -15.6K -14.2% $30.61 94.4K Aug 10, 2021 Direct F2
transaction ALKT Common Stock Sale -$1.39M -44.4K -47.02% $31.21 50K Aug 10, 2021 Direct F3
holding ALKT Common Stock 504K Aug 9, 2021 See footnote F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise -$81K -100K -100% $0.81* 0 Aug 9, 2021 Common Stock 100K $0.81 Direct F6
transaction ALKT Stock Option (Right to Buy) Options Exercise -$48.6K -60K -30% $0.81* 140K Aug 10, 2021 Common Stock 60K $0.92 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares held by MH Trust, of which Reporting Person is trustee.
F5 Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
F6 The option are fully vested and exercisable.
F7 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.