Jun Pei - Feb 20, 2024 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Jun Pei
Stock symbol
CPTN
Transactions as of
Feb 20, 2024
Transactions value $
-$9,780
Form type
4
Date filed
2/22/2024, 04:27 PM
Previous filing
Aug 11, 2023
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability -$2.6K -973 -13.68% $2.67 6.14K Feb 20, 2024 By spouse F1
transaction CPTN Common Stock Tax liability -$7.18K -2.69K -1.7% $2.67 155K Feb 20, 2024 Direct F2
holding CPTN Common Stock 2.45M Feb 20, 2024 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person's spouse, who is an employee of the Issuer, in connection with the vesting of restricted stock units.
F2 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person, in connection with the vesting of restricted stock units.
F3 The shares of common stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock effected on September 21, 2023.