Jun Pei - 20 Feb 2024 Form 4 Insider Report for Cepton, Inc.

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Jun Pei
Issuer symbol
N/A
Transactions as of
20 Feb 2024
Net transactions value
-$9,780
Form type
4
Filing time
22 Feb 2024, 16:27:45 UTC
Previous filing
11 Aug 2023
Next filing
14 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability $2,598 -973 -14% $2.67 6,142 20 Feb 2024 By spouse F1
transaction CPTN Common Stock Tax liability $7,182 -2,690 -1.7% $2.67 155,401 20 Feb 2024 Direct F2
holding CPTN Common Stock 2,445,426 20 Feb 2024 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person's spouse, who is an employee of the Issuer, in connection with the vesting of restricted stock units.
F2 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person, in connection with the vesting of restricted stock units.
F3 The shares of common stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock effected on September 21, 2023.