Jun Pei - May 13, 2024 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Jun Pei
Stock symbol
CPTN
Transactions as of
May 13, 2024
Transactions value $
$0
Form type
4
Date filed
5/14/2024, 05:25 PM
Previous filing
Feb 22, 2024
Next filing
May 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +13.6K +220.89% $0.00 19.7K May 13, 2024 By spouse F1
holding CPTN Common Stock 155K May 13, 2024 Direct
holding CPTN Common Stock 2.45M May 13, 2024 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person's spouse, who is an employee of the Issuer, 13,567 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on May 20, 2025, May 20, 2026 and May 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.