Jun Pei - 13 May 2024 Form 4 Insider Report for Cepton, Inc.

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Jun Pei
Issuer symbol
N/A
Transactions as of
13 May 2024
Net transactions value
$0
Form type
4
Filing time
14 May 2024, 17:25:07 UTC
Previous filing
22 Feb 2024
Next filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +13,567 +221% $0.000000 19,709 13 May 2024 By spouse F1
holding CPTN Common Stock 155,401 13 May 2024 Direct
holding CPTN Common Stock 2,445,426 13 May 2024 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person's spouse, who is an employee of the Issuer, 13,567 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on May 20, 2025, May 20, 2026 and May 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.