| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CPTN | Common Stock | Sale | $195,000 | -250,000 | -0.96% | $0.7800 | 25,704,268 | 10 Aug 2023 | See footnote | F1, F2 |
| transaction | CPTN | Common Stock | Gift | $0 | -1,250,000 | -4.9% | $0.000000 | 24,454,268 | 10 Aug 2023 | See footnote | F2, F3 |
| holding | CPTN | Common Stock | 1,580,916 | 10 Aug 2023 | Direct | ||||||
| holding | CPTN | Common Stock | 71,154 | 10 Aug 2023 | By spouse |
| Id | Content |
|---|---|
| F1 | The Reporting Person disposed 250,000 shares of Common Stock in multiple trades at prices ranging from $0.74 to $0.82, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F2 | The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee. |
| F3 | The shares of stock were gifted for no consideration. |